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Occam's
Razor
By: Richard Carson (*)
- writer, editorialist, practicing
planner member of the American Planning Association.
January 2004
Date: 2004/01
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The words "American planning," while not an oxymoron,
are still an ongoing political conundrum. We have struggled for
over 200 years to plan our cities and metropolitan areas to reflect
the standard of living we aspire to. But such lofty aspirations
are curbed by our historical expansionist dreams, our Constitution
in terms of property rights and our own capitalist behavior. This
uniquely American behavior started with the in-migration of Pilgrims
to the "promised land" of America in the 1700s. That led
to the great land rush to the new "territories" of the
1800s. In the post-war years of the late 1940s the buzzword was
the "fringe land.". In 1970s it was called "leap
frog" development. In the 1990s it is became "sprawl."
But is there a common thread to our cultural and personal ambitions
as Americans, and to our future?
I decided to use a philosophical method, called "Occam's
razor," to find the truth. It is named after a Franciscan
monk from England named William of Ockham in the fourteenth century.
He postulated in Latin that "plurality should not be posited
without necessity''(1)
. It is the same as Aristotle's notion that "the more perfect
a nature is the fewer means it requires for its operation."
In this case the Razor directs us to study the simplest and more
straight forward of theories and shave off the more irrelevant
or erroneous information about the future of planning in America.
What's Past is Prologue
The psychological roots of "sprawl" are in our history
and in our culture. Our ancestors left the crowded and frequently
disease ridden cities on Europe by ship in the 1700s to find a
new life. That new life was about owning land and being free of
tyranny. This desire to escape over-crowded cities replayed itself
over and over. We were first European immigrants and later American
pioneers in the 1800s. This time we moved west by horse and wagon.
Again, we moved to find land. A married couple could "claim"
up to 640 acres in the new western territories. In post-war America
the migration was by automobile and we moved from the blighted
inner cities to the suburbs. Our aspirations for land were smaller.
We simply wanted to trade in an apartment for a 10,000 square
foot lot.
This modern day "sprawl" was the direct result of the
de facto federal policy put in place almost 60 years ago. In December
1945, at the end of World War II, the director of the Urban Development
Division of Federal National Housing Agency, described the times
in no uncertain terms. The director was Charles Ascher and he
said:
"There is not dearth of land on the fringes of most cities.
Land appears to be available in large tracts, easily assembled,
at reasonable prices. There is not cost for tearing down old structures.
There are often fewer controls in the outlying townships, no building
code, no zoning regulation. These factors attract the builder
to the fringe land.
"Families who are to live in the new homes are also attracted
to the fringe in search of human values for themselves and their
children; openness, greenery, play space, community feeling. Low
taxes are accepted happily, without too much thought for the inadequacy
of services that go with them.
"This search is sometimes an illusion. If too few neighbors
arrive, services remain inadequate. Streets remain unpaved, there
is no good high school with easy reach. If the fringe land becomes
more intensely developed, the demand for urban services - police
protection, better schools - drives up the cost of government.
The empty lots are no longer for softball games. The commuting
grind may become wearing after a while.
"Meanwhile, slums and blighted areas in the centers of
cities rot."
Now "sprawl" is either a spreading virulent cancer
that is destroying the fabric of the American culture or it is
the spreading of economic wealth depending on your political views.
But in either case it was with full knowledge, as foretold by
Charles Ascher, to make "sprawl" federal policy. The
government underwrote both the suburban housing boom through Veteran
subsidies and then provided the freeway system to feed it.
It was not until the race riots and social upheaval of the 1960s
the Americans woke up from their "Happy Days" and finally
acknowledged they had a serious problem. Not everyone was living
the "American dream."
So Americans started the search for alternative planning models.
We have subsequently tried such approaches as comprehensive planning,
growth management, smart growth and new urbanism with mixed results.
But we Americans could never resolve our own ambivalence and
mixed emotions about sprawl. Philosophically we say we don't like
sprawl, but still we physically embrace it. We like our low-density
suburbs and we love our gas guzzling automobiles. In fact, fuel
consumption has actually increased since the gas shortages of
the 1960s, as has the number of cars. We have come to accept traffic
congestion as a way of life. As a people we believe in maximum
social mobility and housing because it is our Constitutional freedom
of choice. However, we also believe in our moral responsibility
to provide everyone with a decent quality of life. We have allowed
corporate socialism and the New World Order to dictate our futures.
Private sector profiteering and our personal freedoms make for
a powerful tag team against the rational and comprehensive planning
of our landscape.
Today we talk about the virtues of Smart Growth and New Urbanism.
However, Smart Growth is just growth management recycled. And
New Urbanism is arguably an elitist attempt to change government
policy for the few. In other words, it works well for those who
can afford it. It is not much different from the post-World War
II policies in terms of who it benefits. It is not an agenda that
realistically provides for an economically and socially diverse
society. It simply makes high density housing more attractive
for upper income Americans. It is like we believe we can all live
in Manhattan with upscale coffee shops, row houses, and landscaped
pedestrian walkways. In reality, the gentrification of our older
neighborhoods simply destroys what remaining affordable housing
there is left.
The Road Next Taken
However, the next American migration is already at hand and it
is driven by two powerful forces - ruralism and environmentalism.
The first trend is ruralism. The 2000 Census reveals that Americans
are moving from the suburbs to the rural areas. The Department
of Agriculture reported that the "The decade of the 1990s
has been a period of rebound in rural and small town population
growth
.nonmetro counties population grew by 5.3 million,
or 10.3 percent, during the 1990s compared to just 1.3 million
in the 1980-90 decade"(2)
.The advent of cellular technology and satellite receivers has
given Americans the ultimate mobility. It was the automobile that
gave us the ability to travel greater distances. However, it is
the information and communication technologies that free us from
telephone and cable lines. The telecommuter is becoming a cheaper
source for corporate America because all that is needed is a virtual
office. Rent will no longer be a major expense for business.
The problem for both environmentalists and New Urbanists is that
the ruralization of America is their worst nightmare. It worries
the environmentalists because it means humanity is once again
going to live on larger tracts of land and they believe there
will be more of an impact on the environment. It flies in the
face of all they accomplished in terms of containing humanity
in urban centers. The use of higher density housing, the need
for hard-wired technology (i.e., television, telephone, Internet)
and the major investment in mass transit all worked to keep people
in the cities and to reduce their mobility. For the New Urbanists,
it means that there will be less need for architects to design
more high-end Potemkin villages.
The second major trend is the unintended consequences of environmentalism.
The National Marine Fisheries Service has recently been saying
that the "best available science" to save the endangered
salmon is to apply what they call the "65-10 rule" (3)
. In essence they are saying that, in order to maintain a maximum
habitat, all development should result in only 10 percent of a
development resulting in impervious surfaces (i.e., roofs, driveways,
roads) and 65 percent of the land and natural vegetation being
undisturbed. They have actually started to apply this rule in
the Pacific Northwest.
You have to do the math to understand the real impact of this
rule. If you have a 100 acre subdivision, then 65 percent of the
site's vegetation must remain undisturbed. That means you could
only disturb and develop 35 acres. However, only 10 percent or
10 acres can result in impervious surface. So we have 10 acres
divided by approximately 3,000 square feet of impervious surface
per home and that results in 147 homes (4-5)
.That is a density of less than 1.5 units per acre or lots just
under 30,000 square feet (6)
. Is this not "sprawl?" So once again the federal government
is setting land policy. The only difference is that this time
it is meant to create more land for fish, but will result in more
land for people.
There is such irony here. The very same special interest groups
who have vilified the 200-year American experience of "sprawl"
have just institutionalized it in the name of best available science
and saving the planet for salmon. Or at least the is what Ockham's
Razor reveals.
The suburbs and the central city can co-exist in relative social
and economic harmony without embracing the unrealistic agenda
of New Urbanism. Many cities have already reclaimed their downtowns
through urban renewal and comprehensive planning. These are still
the most powerful and rational strategies to pursue a socially,
environmentally and economically responsible public policy.
(1) The Skeptic's Dictionary.
http://skepdic.com/occam.html
(2) U.S. Department of Agriculture, Economic Research Service
(http://www.ers.usda.gov/briefing/Population)
(3)
http://www.wweek.com/print.php?story=2107 Willamette Weekly.
(4) Each new home creates roughly 2,969 square feet of impervious
surface. The math is 1,694 square foot of roof, 75 square foot
of driveway and 1,200 square feet of a half-street improvement
(or 12 feet X 100 feet).
(5) National Association of Home Builders say new houses are being
built at 2,320 square feet. 47 percent are single story and 52
percent are two story. So the average unit has 1,694 square feet
of roof. http://www.nahb.org/generic.aspx?sectionID=130&genericContentID=374
(6) Certainly lots could be clustered and therefore be made smaller,
but the overall density remains constant in order to make the
65/10 rule work.
Author
Richard
Carson. Richard Carson is a practicing planner with 30
years experience, a writer and a lecturer from the Pacific Northwest.
He is also an Urban Studies category editor for LookSmart, the
largest of the three major Internet directories. He currently
manages several websites, including About Planning and the Planning
Publications Directory for the American Planning Association.
All of his essays can be found on the free Internet publication
"Common Sense" (www.carsonessays.org).
"Auto Nation: Re-Thinking the Future of the Car"- Planum
Themes online - September 2003
"The
Golden Mean" - Planum Themes online - July 2003
Read
comments on "The Golden Mean"in Planetizen
"Urban
Realism: What is past is prologue" by Richard Carson in
Planum Forum
Richard
Carson article "Another Tale of Two Cities" in Plan
Net
Richard
Carson home page

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